ROBERT S. LASNIK, District Judge.
This matter comes before the Court on plaintiff's "Motion for Partial Summary
The Court has reviewed the parties' submissions and heard oral argument on the motion. For the reasons discussed below, the Court GRANTS in part and DENIES in part defendants' motions to strike,
Ray Ilich was prescribed the Selective Serotonin Reuptake Inhibitor (SSRI) Celexa by his physician, Dr. Randall Gould, in 2002 to treat situational depression. Motion (Dkt. # 39) Ex. 16 at 2. Ilich returned to Dr. Gould a few days later reporting that his condition had deteriorated. Id. On August 13, seven days after being prescribed with Celexa, Ilich committed suicide. Id. Ilich was 48 years old. Id. Ex. 18 at 1.
The New Drug Application (NDA) for Celexa was submitted to the FDA on May 7, 1997. Response (Dkt. # 48) at 12. The FDA approved Celexa on July 17, 1998, for the treatment of depression in adults. Id.
In 2002, the risk of suicide was referenced on the Celexa warning label as follows:
Motion (Dkt. # 39) Ex. 19 at 2. As the FDA gradually became more aware of the suicidality risks posed by SSRIs, the agency began mandating more stringent warnings. On March 19, 2004, the FDA required that the Celexa warning label be modified to add a new subsection entitled "Clinical Worsening and Suicide" which read:
Konnerth Decl. (Dkt. # 51) Ex. Y at 2 (emphasis in original). On May 1, 2007, the FDA continued to mandate the following language:
Since approving the first SSRI, Prozac, in 1987, the FDA has received three citizen petitions requesting that approval be withdrawn based on claims that the drug caused suicidality. Response (Dkt. # 48) at 12-15. These petitions, which were reviewed in 1990, 1991, and 1997, were rejected due to the FDA's conclusion that there was insufficient causal evidence to support an association between SSRIs and suicidality. Id. at 14. Over time, the FDA began mandating suicidality warnings concerning pediatric and young adult patients, but it has yet to find an increased risk of suicide in adults taking SSRIs. See id. at 16-19.
Plaintiff filed her complaint in the above-captioned case in April 2005. Complaint (Dkt. # 1) at 1. The case was transferred to the Eastern District of Missouri in 2006 for consolidated pre-trial proceedings. See Transfer Order (Dkt. # 26) at 1. While conducting the Multi-District Litigation, the court ruled that plaintiff's warnings expert, Dr. Michael Hamrell, was qualified to give expert testimony concerning the Celexa warning label. See In re Celexa and Lexapro Products Liab. Litig., MDL No. 1736, 2013 WL 791784, at *6 (E.D.Mo. March 4, 2013). On August 28, 2013, the case was remanded to this Court. Remand Order (Dkt. # 28) at 1.
Defendants have moved to strike Exhibits 1, 2, 8, 16, 17, 18, 20, 22, 23, 25, 26, 27, 28, 29, and 30 in support of plaintiff's motion for partial summary judgment. Response (Dkt. # 57) at 2. Plaintiff responds by moving to supplement the record with the Declaration of Arnold Vickery (Dkt. # 55-1) and the deposition of Dr. Randall Gould. Motion (Dkt. # 55) at 1-2. As many of the contested exhibits can be categorized based on their content, the Court will adjudicate defendants' motions by exhibit group.
Plaintiff moves to supplement the record with the Declaration of Arnold Vickery written by plaintiff's attorney. Motion (Dkt. # 55) at 1. The declaration's purpose is solely to authenticate the exhibits submitted by plaintiff in support of her motion
Exhibits 1, 2, 8, 29, and 30 consist of various articles concerning the possible link between SSRIs and suicidality. See Motion (Dkt. # 39) Ex. 1, 2, 8, 29, 30. Defendants contend that these exhibits are irrelevant and unauthenticated hearsay. Response (Dkt. # 57) at 3. Fed.R.Evid. 902(6) allows "[p]rinted material purporting to be a newspaper or periodical" to be self-authenticating. Fed.R.Evid. 902(6). Plaintiff therefore does not need to authenticate the articles for them to be admissible.
"Evidence is relevant if: (a) it has any tendency to make a fact more or less probable than it would be without the evidence; and (b) the fact is of consequence in determining the action." Fed.R.Evid. 401. "The Rule's basic standard of relevance... is a liberal one." Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579, 587, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993). As the articles provide background information on the supposed link between suicidality and SSRIs, the Court finds that they pass the liberally construed relevance standard. Defendants' motions to strike Exhibits 1, 2, 8, 29, and 30 are therefore DENIED.
Exhibits 17 and 18 are medical and autopsy reports concerning decedent Ilich. See Motion (Dkt. # 39) Ex. 17, 18. Defendants contend that these records are both irrelevant and unauthenticated hearsay. Response (Dkt. # 57) at 4. These exhibits are not properly authenticated by the Declaration of Arnold Vickery as Vickery lacks personal knowledge of the contents of the two reports. These documents could however be presented in a form admissible at trial. See Block v. City of Los Angeles, 253 F.3d 410, 418-19 (9th Cir.2001) (At summary judgment stage, "a party does not necessarily have to produce evidence in a form that would be admissible at trial."). The Court also finds that these documents are relevant as they provide useful background information. Defendants' motions to strike Exhibits 17 and 18 are therefore DENIED.
Exhibits 20 and 22 are letters from pharmaceutical companies Wyeth and Glaxo SmithKline advising health care professionals of updated warning information for the SSRIs Effexor and Paxil. See Motion (Dkt. # 39) Ex. 20, 22. The documents appear to have been discovered by plaintiff on the Internet. Vickery Decl. (Dkt. # 55-1) at 3. Defendants assert that the exhibits have not been properly authenticated by a person with personal knowledge. Response (Dkt. # 57) at 4. The Court agrees. As plaintiff's attorney, Vickery lacks personal knowledge of the information contained in the two letters. See Fed.R.Civ.P. 56(c)(4). The Court therefore GRANTS defendants' motion and strikes Exhibits 20 and 22.
Exhibits 23, 25, 26, and 27 pertain to an amicus brief submitted by the Department of Justice in the Third Circuit Court of Appeals case Colacicco v. Apotex Inc., 521 F.3d 253 (3rd Cir.2008), vacated by Colacicco v. Apotex Inc., 556 U.S. 1101, 129 S.Ct. 1578, 173 L.Ed.2d 672 (2009). See Motion (Dkt. # 39) Ex. 23, 25, 26, 27.
Exhibit 28 is an excerpt from an interview of two FDA doctors. See Motion (Dkt. # 39) at 1. Defendants assert that the exhibit is unauthenticated hearsay. Response (Dkt. # 57) at 6. The Court agrees. As plaintiff's attorney, Vickery lacks personal knowledge of the information contained in the interview. See Fed. R.Civ.P. 56(c)(4). The Court therefore GRANTS defendants' motion and strikes Exhibit 28.
Exhibit 16 contains the Declaration of Randall K. Gould, decedent Ilich's physician. See Motion (Dkt. # 39) at 1. Defendants claim that Dr. Gould lacked personal knowledge and that the declaration is comprised primarily of speculation. Response (Dkt. # 57) at 10. The Court will admit the Declaration of Randall K. Gould as the doctor merely discusses his professional judgment concerning what he would have done with different warnings. Further, although the Declaration of Randall K. Gould should not be authenticated as an exhibit by the Declaration of Arnold Vickery, it can be presented in a form admissible at trial. See Block, 253 F.3d at 418-19. The Court therefore DENIES defendants' motion to strike Exhibit 16.
Plaintiff moves to supplement the record with the deposition testimony of Dr. Gould. Motion (Dkt. # 55) at 2. Defendants object to this supplementation but only submits argument against the Declaration of Randall K. Gould. See Response (Dkt. # 57) at 6. The deposition contains relevant evidence concerning Dr. Gould's state-of-mind and procedure while treating decedent Ilich. The Court therefore GRANTS plaintiff's motion to supplement the summary judgment record with the deposition transcript.
The moving party is entitled to summary judgment under Fed.R.Civ.P. 56 ("Rule 56") "if the pleadings, depositions, answers to interrogatories, and admissions
Where a nonmoving party will bear the ultimate burden of proof at trial, the moving party on motion for summary judgment bears both the initial burden of production and the ultimate burden of persuasion. Nissan Fire & Marine Ins. Co., Ltd. v. Fritz Cos., Inc., 210 F.3d 1099, 1102 (9th Cir.2000). To meet the burden of production, "the moving party must either produce evidence negating an essential element of the nonmoving party's claim ... or show that the nonmoving party does not have enough evidence of an essential element to carry its ultimate burden of persuasion at trial." Id. Once the moving party meets its initial burden of persuasion, the nonmoving party must produce evidence to support its claim. Id. at 1103. If the nonmoving party fails to establish a genuine issue of material fact, the moving party is entitled to summary judgment. Id. All reasonable inferences supported by the evidence are to be drawn in favor of the nonmoving party. See Villiarimo v. Aloha Island Air, Inc., 281 F.3d 1054, 1061 (9th Cir.2002).
Plaintiff moves for summary judgment on two of defendants' affirmative defenses: preemption and the learned intermediary doctrine.
State law can be preempted by federal law under the Supremacy Clause, U.S. Const. Art. VI cl. 2, in three circumstances. English v. Gen. Elec. Co., 496 U.S. 72, 78, 110 S.Ct. 2270, 110 L.Ed.2d 65 (1990). Express preemption occurs when "Congress ... define[s] explicitly the extent to which its enactments pre-empt state law." Id. State law can also be preempted when the state "regulates conduct in a field that Congress intended the Federal Government to occupy exclusively." Id. at 79, 110 S.Ct. 2270. Finally, implied conflict preemption may be found if there would be "an `actual[] conflict []' between state and federal law." Gilstrap v. United Air Lines, Inc., 709 F.3d 995, 1008 (9th Cir.2013) (quoting Cipollone v. Liggett Grp., Inc., 505 U.S. 504, 516, 112 S.Ct. 2608, 120 L.Ed.2d 407 (1992)). Implied conflict preemption can manifest in two forms: "where it is impossible for a private party to comply with both state and federal requirements [and] where state law `stands as an obstacle to the accomplishment and execution of the full purposes and objectives of Congress.'" English, 496 U.S. at 79, 110 S.Ct. 2270 (internal citations omitted). Here, defendants assert that it was impossible to comply with both the FDA requirements for warning labels and state tort law. See Response (Dkt. # 48) at 21.
The FDA's approval of an NDA is conditioned upon the manufacturer's use of an approved warning label. 21 C.F.R. § 314.105(b). The majority of label changes require prior approval from the FDA. See 21 C.F.R § 314.70(b). Under the changes-being-effected (CBE) provision
21 C.F.R § 314.70(c)(6)(iii). "The ability to make CBE labeling changes underscores a central premise of federal drug regulation: A `manufacturer bears responsibility for the content of its label at all times.'" Mason v. SmithKline Beecham Corp., 596 F.3d 387, 392 (7th Cir.2010) (quoting Wyeth v. Levine, 555 U.S. 555, 570-71, 129 S.Ct. 1187, 173 L.Ed.2d 51 (2009)).
The Supreme Court has directly addressed "whether the FDA's drug labeling judgments preempt state law product liability claims premised on the theory that different labeling judgments were necessary to make drugs reasonably safe for use." Levine, 555 U.S. at 563, 129 S.Ct. 1187 (internal quotation marks and citation omitted). In Levine, the plaintiff was injured as the result of an IV-push injection of Phenergan. Id. at 559, 129 S.Ct. 1187. The plaintiff developed gangrene, leading to the amputation of her right forearm. Id. Wyeth, the manufacturer of Phenergan, argued that Levine's state law failure-to-warn claims were preempted because it was impossible to comply with both state law and the FDA's labeling requirements. Id. at 568, 129 S.Ct. 1187.
The Court held that a manufacturer "is charged both with crafting an adequate label and with ensuring that its warnings remain adequate as long as the drug is on the market." Id. at 571, 129 S.Ct. 1187. Wyeth could comply with both federal and state law as "the CBE regulation permitted it to provide such a warning before receiving the FDA's approval." Id. To prevail on an impossibility conflict preemption claim, a defendant must provide clear evidence that the FDA would not have approved a change of the label. Levine, 555 U.S. at 571, 129 S.Ct. 1187. Although "[t]he Supreme Court ... did not clarify what constitutes `clear evidence,'" Mason, 596 F.3d at 394, "[i]mpossibility preemption is a demanding defense," Levine, 555 U.S. at 573, 129 S.Ct. 1187. "[L]ower courts are left to determine what satisfies this `clear evidence' standard in each case." Dobbs v. Wyeth Pharm., 797 F.Supp.2d 1264, 1270 (W.D.Okla.2011) (quoting Schilf v. Eli Lilly & Co., No. CIV 07-4015, 2010 WL 3909909, at *4 (D.S.D. Sept. 30, 2010)).
Defendants' preemption argument rests on the premise that "the scientific substantiation to support the warning plaintiff advocates does not exist." Response (Dkt. # 48) at 21. They contend that the FDA's past conclusions that there is no causal link between SSRIs and suicidality in adults constitute "clear evidence" under Levine. Id. Defendants, however, misconstrue plaintiff's failure-to-warn claim. Plaintiff argues Defendants "should have added a warning of increased risk of suicidal thoughts and behaviors early
The lack of "clear evidence that the FDA would not have approved a change" is apparent when reviewing the updated warning labels supplied by defendants. The 2007 version includes the phrase
Defendants assert that the three citizen petitions rejected by the FDA during the 1990's constitute "clear evidence" that the agency would not have approved the labeling change. See Response (Dkt. # 48) at 12-14. The final petition was rejected in 1997, five years before decedent Ilich was prescribed Celexa. Id. at 14. This Court joins several other district courts in finding that these petitions do not constitute "clear evidence." See Mason, 596 F.3d at 395 (noting temporal gap between petitions and suicide as well as fact that petitions involved different SSRIs); Dorsett v. Sandoz, Inc., 699 F.Supp.2d 1142, 1157 (C.D.Cal.2010) (noting that "the FDA's rejection of those petitions constituted determinations that the warnings should not be mandated; they were not determinations that manufacturers could not choose to add warnings that they believed were scientifically substantiated."); see also Dobbs, 797 F.Supp.2d at 1277 ("This court agrees with Mason that the FDA rejection of the citizen petitions is not, without more, sufficient because Mr. Dobb's suicide, like that of Mr. Mason, occurred several years after 1997, and additional studies were conducted in the interim."). In light of the evolving nature of the data regarding the effects of prescription drugs, the temporal gap between the latest rejection of a citizen petition in 1997 and Ilich's death in 2002 is significant.
Plaintiff's warnings expert Dr. Michael Hamrell provides additional evidence that the FDA would not have rejected the alteration. Dr. Hamrell opined that "[t]he Lexapro and Celexa labels were inadequate at all times prior to 2005 and by June 30, 2001, Forest should have enhanced the warnings for suicidality." In re Celexa, 2013 WL 791784, at *5. Dr. Hamrell suggested the following language: "Patients of all ages who are started on Lexapro therapy should be monitored appropriately and observed closely for clinical worsening, suicidality, or unusual changes in behavior. Families and caregivers should be advised of the need for close observation and communication with the prescriber." Id. This language is
Defendants rely on Dobbs v. Wyeth Pharmaceuticals, the only district court decision that has found preemption in the context of failure to warn cases involving the suicidal risks of SSRIs since Wyeth.
This court agrees with the Dobbs court that the clear evidence standard is a fact based inquiry that depends on the express type of warning at issue and the particular facts of each case. Id. at 1266, 1270, 1280. As explained above, unlike the plaintiff in Dobbs, plaintiff here does not argue that Celexa should have contained an enhanced, general warning of suicidality for adults in Ilich's age group. Rather, the precise warning at issue in this case involves the increased risk of suicidal thoughts and behaviors during the initial phase of drug treatment and the recommendation that family members and caregivers monitor behavior early in treatment. Reply (Dkt. # 54) at 4. In addition, unlike Dobbs, there is no evidence here that defendants proposed any enhanced warning regarding a risk of increased suicidality prior to or near the time of Ilich's death. It is undisputed that defendants did not propose any modifications to Celexa's label prior to Ilich's death in 2002.
In response to plaintiff's motion, defendants do provide evidence that the FDA would not have allowed it to deviate from the class labels regarding suicidality risks of SSRIs after March 2004, Laughren Decl. (Dkt. # 49) at 6, and evidence that the FDA did in fact reject defendants' proposed label changes after 2004, Konnerth Decl. (Dkt. # 51) Ex. GG. However, the FDA's rejection based on its 2004 decision to maintain consistent labels regarding suicidality risks associated with SSRIs as a class does not suggest that before 2002, the FDA would have prohibited a stronger, general warning regarding the need for close supervision of patients when
As the Supreme Court noted, "[i]mpossibility pre-emption is a demanding defense." Levine, 555 U.S. at 573, 129 S.Ct. 1187. Considering the particular facts and warning of this case, the Court finds that defendants have failed to demonstrate a genuine issue of material fact concerning whether there is "clear evidence that the FDA would not have approved a change." See id. at 571, 129 S.Ct. 1187. The Court, therefore, GRANTS plaintiff's motion for summary judgment on defendants' affirmative preemption defense.
Plaintiff also moves for summary judgment on defendants' learned intermediary affirmative defense. Motion (Dkt. # 39) at 21. "Washington follows the learned intermediary doctrine, so the manufacturer's duty is satisfied if the product is properly labeled and the prescribing physician has adequate warning as to any possible dangers." Luttrell v. Novartis Pharm. Corp., 894 F.Supp.2d 1324, 1342 (E.D.Wash.2012); see Terhune v. A.H. Robins Co., 90 Wn.2d 9, 14, 577 P.2d 975 (1978) ("the manufacturer may reasonably assume that the physician will exercise the informed judgment thereby gained in conjunction with his own independent learning, in the best interest of the patient."). The Court of Appeals of Washington has stated that
Estate of LaMontagne v. Bristol-Myers Squibb, 127 Wn.App. 335, 344, 111 P.3d 857 (2005). Further, "the Court must consider whether a `different increased warning' would have persuaded the plaintiff, or under the learned intermediary doctrine, his physician, `to take a different course of action.'" Luttrell, 894 F.Supp.2d at 1344 (internal citation omitted).
When decedent Ilich was prescribed Celexa, the warning label only cautioned that suicide was inherent in depression itself, and did not discuss the possibility that the initiation of drug treatment may increase the risk of suicidality. See Motion (Dkt. # 39) Ex. 19 at 2. Dr. Gould, the prescribing physician, has testified that "if I had known of this risk but had started him on the medication — which I doubt I would have done — I would have
In opposition to summary judgment defendants attack Dr. Gould's deposition as being inconsistent with his earlier declaration. Response (Dkt. # 48) at 23. While his deposition testimony is more uncertain, Dr. Gould nevertheless states that "I would have been a lot more careful about prescribing it ... [i]f I had been warned." Gould Depo. (Dkt. # 54-1) at 42. Defendants focus on Dr. Gould's statements that Forest never withheld any information from him. Response (Dkt. # 48) at 24. This is, however, irrelevant to the present inquiry. As Dr. Gould states in both his declaration and deposition, he would have taken different steps with a different warning. That is sufficient to satisfy the causation prong of the learned intermediary doctrine.
The Court therefore GRANTS plaintiff's motion for summary judgment on the learned intermediary affirmative defense as defendants fail to raise a genuine issue of material fact concerning the elements of that defense under Washington law.
For all the foregoing reasons, the Court GRANTS in part and DENIES in part defendants' motions to strike (Dkt. # 48), GRANTS plaintiff's motion to supplement summary judgment record (Dkt. # 55), and GRANTS plaintiff's motion for partial summary judgment (Dkt. # 39). The Clerk of the Court is directed to strike Exhibits 20, 22, 23, 25, 26, and 28 to plaintiff's motion for partial summary judgment.